| 000 | 00938nam a22003257a 4500 | ||
|---|---|---|---|
| 003 | IBSLLIB | ||
| 005 | 20240620114618.0 | ||
| 008 | 240619b |||||||| |||| 00| 0 eng d | ||
| 020 | _a9781118972212 | ||
| 040 |
_aIBSLLIB _beng |
||
| 041 | _aeng | ||
| 082 |
_a347.73 _bKOT |
||
| 100 | _aKotz , David | ||
| 245 |
_aFinancial Regulation and Compliance : _bHow to Manage Competing and Overalpping Regulatory Oversight |
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| 260 |
_aNew Jersey : _bWilly and Sons , _c2015 . |
||
| 300 |
_axxv , 222 p . : _c24 cm |
||
| 490 | _aSeries | ||
| 500 | _aCompliance and Regulations HDBF 22174 Recommended Reading | ||
| 650 | _aLaw | ||
| 650 | _aProcudure and Codes | ||
| 653 | _aFinancial Regulation | ||
| 653 | _aClaims | ||
| 653 | _aExaminations | ||
| 653 | _aRegulation | ||
| 653 | _aStrengthen Governance | ||
| 653 | _aFinra Examinations | ||
| 653 | _aNFA Examination | ||
| 653 | _aInternal Investigations | ||
| 942 | _cBK | ||
| 999 |
_c21327 _d21327 |
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