TY  - BOOK
AU  - Kotz , David
TI  - Financial Regulation and Compliance: How to Manage Competing and Overalpping Regulatory Oversight
T2  - Series
SN  - 9781118972212
U1  - 347.73 
PY  - 2015///
CY  - New Jersey
PB  - Willy and Sons
KW  - Law
KW  - Procudure and Codes
KW  - Financial Regulation
KW  - Claims
KW  - Examinations
KW  - Regulation
KW  - Strengthen Governance
KW  - Finra Examinations
KW  - NFA Examination
KW  - Internal Investigations
N1  - Compliance and Regulations HDBF 22174
Recommended Reading
ER  -