Kotz , David Financial Regulation and Compliance : How to Manage Competing and Overalpping Regulatory Oversight - New Jersey : Willy and Sons , 2015 . - xxv , 222 p . : 24 cm - Series . Compliance and Regulations HDBF 22174Recommended Reading ISBN: 9781118972212 Subjects--Topical Terms: Law Procudure and Codes Subjects--Index Terms: Financial Regulation Claims Examinations Regulation Strengthen Governance Finra Examinations NFA Examination Internal Investigations Dewey Class. No.: 347.73 / KOT